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UGC_CUR Formal Core Specification v0.1

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UGC/CUR Formal Core Specification v0.1

無界生成閉包、類終極可達性與轉換閉包之形式核心規格

文件編號: EML-UGC-CUR-FCSPEC-2026-v0.1
日期: 2026-08-26
作者: Neo.K
機構: EveMissLab/一言諾科技有限公司
狀態: INTERNAL CANONICAL FORMAL CORE / PAPER-00 ANCHOR
上游正典: UGC_CUR_Canonical_Reconciliation_v0.1_2026-08-26.md
文件角色: 後續 Paper 01--05 的共同形式核心;不是宇宙學、神學或絕對本體論的完成證明。
canonical source 規則: 本文件以 UTF-8 Markdown 為正式 source;所有數學只使用 $...$$$...$$ delimiter。


0. Release Decision

本文件固定 UGC/CUR 高階 closure layer 的第一版可推演形式核心。

核心研究對象不是一個裸 source、一個裸 agent 或一個裸 world,而是下列三族閉包及其責任記帳:

GenCl=what can be generated\boxed{ \operatorname{GenCl} = \text{what can be generated} } Reach=what can be reached under a typed capability mode\boxed{ \mathsf{Reach} = \text{what can be reached under a typed capability mode} } TransCl=what transformations can be realized\boxed{ \operatorname{TransCl} = \text{what transformations can be realized} }

以及:

Ledger=how state, history, provenance, resource responsibility and unresolved debt are accounted for\boxed{ \mathsf{Ledger} = \text{how state, history, provenance, resource responsibility and unresolved debt are accounted for} }

本文件採取以下最高層原則:

UnificationPrimitive Collapse.\boxed{ \text{Unification} \neq \text{Primitive Collapse}. }

因此 UGC/CUR 不取代 OBRC、RDSS、SST、DEST、Realizability、Ledger-Causal Mathematics 或 MWT;本文件只定義它們在高階 closure 問題上的共同接口。


1. Claim Types and Formal Status

任何正式聲明必須帶至少一個 claim status:

Sclaim={DEF,AX,PROP,CONJ,MODEL,OPEN}.\boxed{ \mathfrak S_{\rm claim} = \{ \mathsf{DEF}, \mathsf{AX}, \mathsf{PROP}, \mathsf{CONJ}, \mathsf{MODEL}, \mathsf{OPEN} \}. }

語義如下:

  • DEF\mathsf{DEF}:本文定義;
  • AX\mathsf{AX}:形式協議/建模公理,不宣稱為宇宙形上真理;
  • PROP\mathsf{PROP}:由本文定義與明示假設可推出;
  • CONJ\mathsf{CONJ}:結構猜想,尚待證明或反例;
  • MODEL\mathsf{MODEL}:特定模型中的可構造聲明;
  • OPEN\mathsf{OPEN}:目前未閉合的 proof obligation。

任何 OPEN\mathsf{OPEN} 不得因敘事便利被提升為 PROP\mathsf{PROP}


2. Core Type Universe

2.1 Target Domain

令:

ΩD\boxed{ \Omega_D }

表示本次聲明的 declared target domain。

它只表示「本模型宣告要討論的目標域」,不自動表示 metaphysically complete ontology。

因此:

ΩDΩabsolute\boxed{ \Omega_D \neq \Omega_{\rm absolute} }

除非另有 completeness certificate。

2.2 Time / Evolution Horizon

令:

TT\boxed{ T \in \mathfrak T }

表示演化 horizon。 TT 可以是離散步數、連續時間區間、事件偏序截面或模型內的無界 horizon。

若使用:

T=,T=\infty,

它是明示模型條件,不得被隱藏為 source 的內在能力。

2.3 Judgement Context

定義 observer-indexed judgement context:

Θ=o,s,ρ,t,Ops,Rep,Perm,Know,WorldAssump.\boxed{ \Theta = \left\langle o, s, \rho, t, \mathsf{Ops}, \mathsf{Rep}, \mathsf{Perm}, \mathsf{Know}, \mathsf{WorldAssump} \right\rangle. }

其中依序表示 observer、scale、resolution、time、operator set、representation regime、permission regime、knowledge regime 與 world assumption。

任何 existence、non-being、reachability、connectivity、law-invariance、unboundedness 或 class-ultimate claim 都必須可追溯到 Θ\Theta 或明示其 observer-independent proof。


3. World / History / Law / Boundary Separation

3.1 Authoritative World State

令:

Wt\boxed{ \mathfrak W_t }

表示時間 tt 的 authoritative current world state。

3.2 History

令:

Ht\boxed{ \mathfrak H_{\le t} }

表示事件、路徑、版本與必要因果歷史。

本核心固定:

WtHt.\boxed{ \mathfrak W_t \neq \mathfrak H_{\le t}. }

相同 current state 可以具有不同 relevant histories。

3.3 Law Regime

令:

Lawt\boxed{ \mathsf{Law}_t }

表示時間 tt 的 effective law / rule regime。

它可以是固定的、分層的、狀態依賴的或模型中允許演化的;本文件不預設唯一宇宙法則模型。

3.4 Boundary Family

令:

Bt\boxed{ \mathfrak B_t }

表示 typed, state-bearing boundary family。

邊界可以具有傳輸、過濾、轉碼、阻擋、權限、耦合與狀態更新,因此:

BoundaryDisconnection.\boxed{ \mathsf{Boundary} \neq \mathsf{Disconnection}. }

3.5 Relation Family

令:

Rt\boxed{ \mathfrak R_t }

表示可被判定、建立、移除或改寫的 typed relation family。


4. Canonical Generative Environment

定義生成環境:

Etgen=Cart,Lawt,Bt,Opst,Ht,Extt,Ctgen.\boxed{ \mathfrak E_t^{\rm gen} = \left\langle \mathsf{Car}_t, \mathsf{Law}_t, \mathfrak B_t, \mathsf{Ops}_t, \mathfrak H_{\le t}, \mathsf{Ext}_t, \mathcal C_t^{\rm gen} \right\rangle. }

其中:

  • Cart\mathsf{Car}_t:carrier / substrate;
  • Lawt\mathsf{Law}_t:effective law regime;
  • Bt\mathfrak B_t:boundary family;
  • Opst\mathsf{Ops}_t:available operator family;
  • Ht\mathfrak H_{\le t}:relevant history;
  • Extt\mathsf{Ext}_t:external input、oracle、randomness、resource feed 或其他外源;
  • Ctgen\mathcal C_t^{\rm gen}:generative admissibility constraints。

本文件固定:

SourceCarrierLawBoundaryExternalInput.\boxed{ \mathsf{Source} \neq \mathsf{Carrier} \neq \mathsf{Law} \neq \mathsf{Boundary} \neq \mathsf{ExternalInput}. }

5. Generative Transition System

5.1 Generative Configuration

定義生成 configuration space:

Xgen\boxed{ \mathfrak X^{\rm gen} }

其元素至少可以承載:

χt=Wt,Lawt,Etgen.\boxed{ \chi_t = \left\langle \mathfrak W_t, \mathsf{Law}_t, \mathfrak E_t^{\rm gen} \right\rangle. }

5.2 Source Initialization

source SS 不直接等同初始 world state。定義初始化映射:

InitD:(S,E0gen)Xgen.\boxed{ \mathsf{Init}_{D} : (S,\mathfrak E_0^{\rm gen}) \rightharpoonup \mathfrak X^{\rm gen}. }

若初始化本身需要未列明外部來源,該依賴必須進入 Generative Responsibility record。

5.3 Generative Step

定義部分生成步:

GenStept:XgenXgen.\boxed{ \mathsf{GenStep}_t : \mathfrak X^{\rm gen} \rightharpoonup \mathfrak X^{\rm gen}. }

允許非決定性或分支時,可改寫為 relation:

χtgenχt+1.\boxed{ \chi_t \rightsquigarrow_{\rm gen} \chi_{t+1}. }

任何生成 trace 必須保存必要 provenance。

5.4 Output Projection

定義模型內的生成結果投影:

OutD:XgenP(ΩD).\boxed{ \mathsf{Out}_D : \mathfrak X^{\rm gen} \rightharpoonup \mathcal P(\Omega_D). }

這避免把整個 configuration 與被研究 outcome 混為同一物件。


6. Canonical Generative Closure

6.1 Trace Set

令:

TraceT(SEgen)\mathsf{Trace}_{\le T} (S\mid\mathfrak E^{\rm gen})

表示由 Init\mathsf{Init} 出發、遵守 GenStep\mathsf{GenStep}Cgen\mathcal C^{\rm gen} 、長度或時間不超過 TT 的合法生成 traces。

6.2 Definition of Generative Closure

正式定義:

GenClD,T(SEgen)={yΩD  |  τTraceT(SEgen),χτ:yOutD(χ)}.\boxed{ \operatorname{GenCl}_{D,T} \left( S \mid \mathfrak E^{\rm gen} \right) = \left\{ y\in\Omega_D \;\middle|\; \exists\tau \in \mathsf{Trace}_{\le T} (S\mid\mathfrak E^{\rm gen}), \exists\chi\in\tau: y\in\mathsf{Out}_D(\chi) \right\}. }

此定義取代舊版跨系列的裸生成閉包記法。

6.3 Fixed-Law Generative Closure

若:

Lawt=Law0tT,\boxed{ \mathsf{Law}_t = \mathsf{Law}_0 \qquad \forall t\le T, }

稱為 fixed-law generative closure。

6.4 Law-Coevolving Generative Closure

若允許:

Lawt+1Lawt,\boxed{ \mathsf{Law}_{t+1} \neq \mathsf{Law}_t, }

則 law state 必須成為 χt\chi_t 的顯式分量,且 law change 必須具有 transition witness。

6.5 Reflexive Generative Closure

若連 GenStept\mathsf{GenStep}_t 的規格都可被系統內部合法改寫,定義 reflexive state:

χtref=Wt,Lawt,Etgen,GenStept.\boxed{ \chi_t^{\rm ref} = \left\langle \mathfrak W_t, \mathsf{Law}_t, \mathfrak E_t^{\rm gen}, \mathsf{GenStep}_t \right\rangle. }

此時任何 GenStep\mathsf{GenStep} rewrite 必須由更高一層合法關係或自洽閉包規格承載。

因此:

Reflexive Generative ClosureRulelessness.\boxed{ \text{Reflexive Generative Closure} \neq \text{Rulelessness}. }

是否存在非循環、非空洞的 reflexive grounding 保持 OPEN\mathsf{OPEN}


7. Generative Sufficiency

對 declared generative target:

ΩDgenΩD,\boxed{ \Omega_D^{\rm gen} \subseteq \Omega_D, }

定義:

GenSufficientD,T(SEgen)=1\boxed{ \mathsf{GenSufficient}_{D,T} \left( S\mid\mathfrak E^{\rm gen} \right) =1 }

若且唯若:

ΩDgenGenClD,T(SEgen).\boxed{ \Omega_D^{\rm gen} \subseteq \operatorname{GenCl}_{D,T} \left( S\mid\mathfrak E^{\rm gen} \right). }

本文件固定:

GenSufficient⇏OntologicallyFirst.\boxed{ \mathsf{GenSufficient} \not\Rightarrow \mathsf{OntologicallyFirst}. }

生成充分性是 domain-relative coverage claim;ontological priority 需要額外 bridge。


8. Generative Responsibility Decomposition

8.1 Responsibility Record

對 outcome yy 定義:

GR(y)=S,Car,Law,B,Ops,H,Ext,Rand,Cgen,Wit+,Debt.\boxed{ \mathsf{GR}(y) = \left\langle S, \mathsf{Car}, \mathsf{Law}, \mathfrak B, \mathsf{Ops}, \mathfrak H, \mathsf{Ext}, \mathsf{Rand}, \mathcal C^{\rm gen}, \mathsf{Wit}^{+}, \mathsf{Debt} \right\rangle. }

其中 Debt\mathsf{Debt} 保存尚未閉合的來源、外部依賴與 grounding obligation。

8.2 Responsibility Hypergraph

允許以有向超圖表示生成依賴:

RespGraph(y)=(Vy,Eyresp).\boxed{ \mathsf{RespGraph}(y) = (V_y,E_y^{\rm resp}). }

節點可以是 source、carrier、law、operator、boundary、history state、external feed 或 intermediate outcome;超邊表示在指定模型中一組 antecedents 對某結果的生成責任。

8.3 Accounted Resource

對必要資源 rr,若至少存在下列之一,稱 rr 已被 accounted:

  1. 明示 provenance;
  2. declared exogenous status;
  3. 下一層 responsibility record;
  4. 明示 OPEN\mathsf{OPEN} debt。

因此 accounted 不等於 grounded;它只表示依賴沒有被隱藏。

8.4 Responsibility Closure

定義:

RespClosedD,T(S)=1\boxed{ \mathsf{RespClosed}_{D,T}(S)=1 }

若對所有被納入 sufficiency proof 的 outcome 與必要生成資源,其 dependency chain 在 declared model boundary 內全部被 accounted,且不存在未標記依賴。

若存在 OPEN\mathsf{OPEN} debt,則可標記 accounted-but-open,不得標記 fully grounded。


9. Generative Responsibility Axioms

GR-A1 — No Unaccounted Generative Resource

任何對 outcome 必要的生成資源,都必須出現在責任記錄或明示 debt 中。\boxed{ \text{任何對 outcome 必要的生成資源,都必須出現在責任記錄或明示 debt 中。} }

GR-A2 — No Source-Alone Upgrade

若:

GenClD,T(SEgen)\operatorname{GenCl}_{D,T} (S\mid\mathfrak E^{\rm gen})

依賴非平凡環境,則不得省略 Egen\mathfrak E^{\rm gen} 後宣稱同等能力屬於裸 source。

GR-A3 — Recursive Attribution

若必要資源來自更高來源 S1S_{-1},則必須:

S1DeclaredBoundary\boxed{ S_{-1} \in \mathsf{DeclaredBoundary} }

或建立下一層 GR\mathsf{GR} ;否則 grounding status 保持 OPEN\mathsf{OPEN}

GR-A4 — Accounting Is Not Ultimate Grounding

RespClosed=1⇏OntologicalGroundingComplete=1.\boxed{ \mathsf{RespClosed}=1 \not\Rightarrow \mathsf{OntologicalGroundingComplete}=1. }

責任閉包先保證「沒有未記帳資源」,不保證「形上學終極來源已解決」。


10. Typed Unboundedness Taxonomy

10.1 Status Space

定義:

U={bounded,open,unbounded,unknown}.\boxed{ \mathfrak U = \{ \mathsf{bounded}, \mathsf{open}, \mathsf{unbounded}, \mathsf{unknown} \}. }

10.2 Unboundedness Profile

定義:

U=(ustate,utype,urelation,ulaw,uoperator,utime,uinformation,uontology,ureach).\boxed{ \mathbf U = \left( u_{\rm state}, u_{\rm type}, u_{\rm relation}, u_{\rm law}, u_{\rm operator}, u_{\rm time}, u_{\rm information}, u_{\rm ontology}, u_{\rm reach} \right). }

每一分量取值於 U\mathfrak U

10.3 Open Is Not Unbounded

open⇏unbounded.\boxed{ \mathsf{open} \not\Rightarrow \mathsf{unbounded}. }

open\mathsf{open} 只表示未預先封閉未來 extension vocabulary 或 extension rule; unbounded\mathsf{unbounded} 需要相對某 quantity / preorder 的 no-finite-upper-bound witness schema。

10.4 Generic Unboundedness Certificate

對量測泛函:

ϕ:ΩDR0,\phi: \Omega_D \rightarrow \mathbb R_{\ge 0},

定義 ϕ\phi -unbounded:

M<,yGenClD,T(SEgen):ϕ(y)>M.\boxed{ \forall M<\infty, \exists y\in \operatorname{GenCl}_{D,T} (S\mid\mathfrak E^{\rm gen}) : \phi(y)>M. }

若沒有明示 ϕ\phi 或 preorder,禁止使用「已證明無界」作正式結論。

10.5 Open-Dimensional Bridge

允許:

Jeff(Q,t,ε)<\boxed{ \left| J_{\rm eff}(Q,t,\varepsilon) \right|<\infty }

同時未來 dimension vocabulary 不預先封閉。

因此:

Potentially OpenInfinitely Active at Every Instant.\boxed{ \text{Potentially Open} \neq \text{Infinitely Active at Every Instant}. }

11. Typed Reachability Calculus

11.1 Capability Mode Family

定義 capability modes:

Mcap={observe,access,act,control,transform,ruleRewrite,genRewrite,verify}.\boxed{ \mathfrak M_{\rm cap} = \{ \mathsf{observe}, \mathsf{access}, \mathsf{act}, \mathsf{control}, \mathsf{transform}, \mathsf{ruleRewrite}, \mathsf{genRewrite}, \mathsf{verify} \}. }

這些 mode 預設只是一個 typed family,不預設固定全序。

特別地,不自動宣稱:

observe<access<act<control.\mathsf{observe} < \mathsf{access} < \mathsf{act} < \mathsf{control}.

模式間蘊含必須由 domain-specific bridge theorem 或 contract 明示。

11.2 Reachability Judgement

對 agent AA 、target xx 、mode mm 、relation type RR 、context Θ\Theta 與時間 tt,定義:

ReachΘ,Rm(A,x,t)J.\boxed{ \mathsf{Reach}^{m}_{\Theta,R} (A,x,t) \in \mathfrak J. }

其中 judgement status:

J={1,0,?,B,S}.\boxed{ \mathfrak J = \{ 1, 0, ?, \mathsf{B}, \mathsf{S} \}. }

語義分別為 pass、fail、unknown、branch-dependent、scope-dependent。

11.3 Positive Reach Witness

若:

ReachΘ,Rm(A,x,t)=1,\mathsf{Reach}^{m}_{\Theta,R}(A,x,t)=1,

至少需要:

Witreach+=π,Bπ,Rπ,Opsπ,Condπ,Certπ,\boxed{ \mathsf{Wit}^{+}_{\rm reach} = \left\langle \pi, \mathfrak B_{\pi}, R_{\pi}, \mathsf{Ops}_{\pi}, \mathsf{Cond}_{\pi}, \mathsf{Cert}_{\pi} \right\rangle, }

其中 π\pi 是合法 typed path 或 intervention chain。

11.4 Negative Reach Certificate

若要將 judgement 設為 00 而非 ??,至少需要一個 scoped negative witness,例如:

  • exhaustive finite search certificate;
  • cut / barrier certificate;
  • violated necessary condition;
  • permission impossibility certificate;
  • model-checking proof;
  • declared scope completeness certificate。

因此:

No path found⇏Reach=0.\boxed{ \text{No path found} \not\Rightarrow \mathsf{Reach}=0. }

12. Reach Profile

對 agent AA 與 target xx 定義:

RA(x,tΘ)=(robs,raccess,ract,rctrl,rtrans,rrule,rgen,rver),\boxed{ \mathbf R_A(x,t\mid\Theta) = \left( r_{\rm obs}, r_{\rm access}, r_{\rm act}, r_{\rm ctrl}, r_{\rm trans}, r_{\rm rule}, r_{\rm gen}, r_{\rm ver} \right), }

其中每一分量屬於 J\mathfrak J,並且仍需 relation / boundary witness 才能形成完整 claim。

因此:

Seeing MoreBeing Higher\boxed{ \text{Seeing More} \neq \text{Being Higher} }

被形式化為 mode separation,而不是倫理或本體等級判斷。


13. Transformation Closure

13.1 Transformation Contract

令 transformation τ\tau 為帶 contract 的部分映射:

τ:XpreXpost.\boxed{ \tau: X_{\rm pre} \rightharpoonup X_{\rm post}. }

每個 transformation 至少帶:

Contract(τ)=Pre,Post,Inv,Boundary,Auth,Verify.\boxed{ \mathsf{Contract}(\tau) = \left\langle \mathsf{Pre}, \mathsf{Post}, \mathsf{Inv}, \mathsf{Boundary}, \mathsf{Auth}, \mathsf{Verify} \right\rangle. }

13.2 Realized Transformation Judgement

定義:

RealizeTransΘ(A,τ,x,t)J.\boxed{ \mathsf{RealizeTrans}_{\Theta} (A,\tau,x,t) \in \mathfrak J. }

其中 pass 需要 action / state delta / outcome / verification witness。

13.3 Transformation Closure

定義:

TransClD,T(AΘ)={(x,τ)  |  xΩD,tT:RealizeTransΘ(A,τ,x,t)=1}.\boxed{ \operatorname{TransCl}_{D,T} (A\mid\Theta) = \left\{ (x,\tau) \;\middle|\; x\in\Omega_D, \exists t\le T: \mathsf{RealizeTrans}_{\Theta}(A,\tau,x,t)=1 \right\}. }

此物件回答「對哪些 target,可實現哪些 transformation」,不等同於 target reach set。

因此:

Reachtransform=1⇏all transformations are realizable.\boxed{ \mathsf{Reach}^{\mathsf{transform}}=1 \not\Rightarrow \text{all transformations are realizable}. }

14. Realizability Interface

UGC/CUR 不重造完整 Realizability theory。

定義 adapter:

RealizableΘ(A,τ,x,t)\boxed{ \mathsf{Realizable}_{\Theta} (A,\tau,x,t) }

由既有 Realizability layer 判定 physical、engineering、normative、reversible、verifiable 等條件。

固定:

ConnectivityReachabilityRealizability.\boxed{ \mathsf{Connectivity} \neq \mathsf{Reachability} \neq \mathsf{Realizability}. }

以及:

Reach=1⇏Realizable=1.\boxed{ \mathsf{Reach}=1 \not\Rightarrow \mathsf{Realizable}=1. }

15. Meta-Causal Hierarchy

Meta-causality 一律相對某 baseline layer LL 定義。

MC0 — Ordinary State Intervention

只改變 ordinary state:

WtWt+1.\boxed{ \mathfrak W_t \rightarrow \mathfrak W_{t+1}. }

MC1 — Relation / Boundary / Causal-Topology Rewrite

至少改變:

(Rt,Bt)(Rt+1,Bt+1).\boxed{ (\mathfrak R_t,\mathfrak B_t) \rightarrow (\mathfrak R_{t+1},\mathfrak B_{t+1}). }

MC2 — Transition Rule / Operator Rewrite

至少改變:

OpstOpst+1\boxed{ \mathsf{Ops}_t \rightarrow \mathsf{Ops}_{t+1} }

或 object-level transition contract。

MC3 — Law-Regime Update

至少改變:

LawtLawt+1.\boxed{ \mathsf{Law}_t \rightarrow \mathsf{Law}_{t+1}. }

MC4 — Generative-Rule / Meta-Law Rewrite Candidate

至少改變:

GenSteptGenStept+1\boxed{ \mathsf{GenStep}_t \rightarrow \mathsf{GenStep}_{t+1} }

或其 meta-law specification。

定義 certified meta-causal level:

MCLevelD,T,Θ(AL)=max{k:WitMCk+(A) exists}.\boxed{ \mathsf{MCLevel}_{D,T,\Theta}(A\mid L) = \max \left\{ k:\mathsf{Wit}^{+}_{\mathsf{MC}_k}(A)\text{ exists}\right\}. }

若最大值不存在或 scope 未閉合,回傳 ??

本文件固定:

MCk⇏absolute transcendence of all law.\boxed{ \mathsf{MC}_k \not\Rightarrow \text{absolute transcendence of all law}. }

16. Class-Ultimate Capability

16.1 Required Mode and Relation Sets

令:

MMcap\boxed{ \mathcal M^{\star} \subseteq \mathfrak M_{\rm cap} }

與:

RR.\boxed{ \mathfrak R^{\star} \subseteq \mathfrak R. }

16.2 Typed Coverage

定義:

CoverageD,T(A)={(x,m)ΩD×M  |  tT,RR:ReachΘ,Rm(A,x,t)=1}.\boxed{ \mathsf{Coverage}_{D,T} (A) = \left\{ (x,m) \in \Omega_D\times\mathcal M^{\star} \;\middle|\; \exists t\le T, \exists R\in\mathfrak R^{\star}: \mathsf{Reach}^{m}_{\Theta,R}(A,x,t)=1 \right\}. }

16.3 Class-Ultimate Candidate

若:

CoverageD,T(A)=ΩD×M,\boxed{ \mathsf{Coverage}_{D,T}(A) = \Omega_D\times\mathcal M^{\star}, }

且每一個 pass 都有 witness,則:

ClassUltimateCandidate(AD,T,M,R,Θ).\boxed{ \mathsf{ClassUltimateCandidate} \left( A\mid D,T,\mathcal M^{\star},\mathfrak R^{\star},\Theta \right). }

M\mathcal M^{\star} 只包含 observe\mathsf{observe},得到 observation-ultimate candidate,而不是 total-capability ultimate。

16.4 Transformation-Complete Candidate

對 declared transformation class T\mathcal T^{\star},若:

ΩD×TTransClD,T(AΘ),\boxed{ \Omega_D\times\mathcal T^{\star} \subseteq \operatorname{TransCl}_{D,T}(A\mid\Theta), }

可稱 transformation-complete candidate relative to T\mathcal T^{\star}

這仍不推出 ontological priority 或 absolute omnipotence。


17. Canonical Ledger Minimum Specification

定義:

Ledgert=Wt,Ht,Ptcausal,LawLogt,BoundaryLogt,InfoAcctt,RespAcctt,Certt,Debtt.\boxed{ \mathsf{Ledger}_t = \left\langle \mathfrak W_t, \mathfrak H_{\le t}, \mathfrak P^{\rm causal}_{\le t}, \mathsf{LawLog}_{\le t}, \mathsf{BoundaryLog}_{\le t}, \mathsf{InfoAcct}_{\le t}, \mathsf{RespAcct}_{\le t}, \mathsf{Cert}_{\le t}, \mathsf{Debt}_{\le t} \right\rangle. }

其中:

  • Ptcausal\mathfrak P^{\rm causal}_{\le t}:causal provenance / partial order;
  • InfoAcctt\mathsf{InfoAcct}_{\le t}:retain / transform / compress / loss / unresolved / external accounting;
  • RespAcctt\mathsf{RespAcct}_{\le t}:Generative Responsibility records;
  • Debtt\mathsf{Debt}_{\le t}:未閉合 proof / source / grounding obligations。

17.1 Local Projection

observer 只得到:

LocalLedgero,Θ(t)=Πo,Θ(Ledgert).\boxed{ \mathsf{LocalLedger}_{o,\Theta}(t) = \Pi_{o,\Theta} \left( \mathsf{Ledger}_t \right). }

因此:

LocalLedgerLedger.\boxed{ \mathsf{LocalLedger} \neq \mathsf{Ledger}. }

17.2 Accounting Discipline

核心只要求:

OutputSource/Transform/External/Loss/Unresolved Accounting.\boxed{ \mathsf{Output} \Rightarrow \mathsf{Source/Transform/External/Loss/Unresolved\ Accounting}. }

本文件不把:

I(Ledgert)=I(Ledger0)\mathcal I(\mathsf{Ledger}_t) = \mathcal I(\mathsf{Ledger}_0)

設為公理。

因此:

local information loss⇏global information destruction,\boxed{ \text{local information loss} \not\Rightarrow \text{global information destruction}, }

同時:

local information loss⇏global information preservation.\boxed{ \text{local information loss} \not\Rightarrow \text{global information preservation}. }

兩個方向都不得偷渡。


18. First-Cause Sufficiency Test

本文件使用 First-Cause Sufficiency Test,縮寫:

FCS.\boxed{ \mathsf{FCS}. }

它不是「證明上帝」或「證明絕對第一因」的測試,而是對 first-cause candidate 的結構充分性與責任閉包進行分層判定。

18.1 Input Record

對候選 S0S_0

FCSInput=S0,ΩDgen,T,Θ,Egen,U,GR,CompCert.\boxed{ \mathsf{FCSInput} = \left\langle S_0, \Omega_D^{\rm gen}, T, \Theta, \mathfrak E^{\rm gen}, \mathbf U, \mathsf{GR}, \mathsf{CompCert} \right\rangle. }

18.2 Test Vector

定義:

FCS=(ftyped,fcover,fresp,fhidden,flaw,fcarrier,fext,funbound,fcomp,fpriority).\boxed{ \mathbf F_{\rm CS} = \left( f_{\rm typed}, f_{\rm cover}, f_{\rm resp}, f_{\rm hidden}, f_{\rm law}, f_{\rm carrier}, f_{\rm ext}, f_{\rm unbound}, f_{\rm comp}, f_{\rm priority} \right). }

各分量分別檢查:

  1. target / source / environment 是否 well-typed;
  2. generative sufficiency 是否成立;
  3. responsibility 是否閉合或已明示 debt;
  4. 是否存在 hidden higher source;
  5. law grounding status;
  6. carrier grounding status;
  7. external input / randomness / oracle status;
  8. 若 target claim 涉及 unboundedness,是否具有相容的 typed certificate;
  9. scope completeness;
  10. ontological priority bridge。

18.3 FCS Levels

定義最低分級:

FCS0:ill-typed / scope undefined,FCS1:generatively insufficient,FCS2:conditionally generatively sufficient,FCS3:responsibility-closed first-cause candidate,FCS4:ontological-priority candidate with explicit bridge obligations.\boxed{ \begin{aligned} \mathsf{FCS}_0 &: \text{ill-typed / scope undefined},\\ \mathsf{FCS}_1 &: \text{generatively insufficient},\\ \mathsf{FCS}_2 &: \text{conditionally generatively sufficient},\\ \mathsf{FCS}_3 &: \text{responsibility-closed first-cause candidate},\\ \mathsf{FCS}_4 &: \text{ontological-priority candidate with explicit bridge obligations}. \end{aligned} }

FCS4\mathsf{FCS}_4 仍不是 automatic proof of absolute first cause。

若 completeness 或 ontological bridge 未證,status 保持 scope-relative 或 OPEN\mathsf{OPEN}


19. First Cause and Absolute Nothingness Decoupling

本核心不以 creation-from-absolute-nothing 作為 generative sufficiency 的必要前提。

固定:

FirstCauseSufficiencyAbsoluteNothingnessThesis.\boxed{ \mathsf{FirstCauseSufficiency} \perp \mathsf{AbsoluteNothingnessThesis}. }

第一因候選的最低生成問題只要求:

ΩDgenGenClD,T(S0Egen).\boxed{ \Omega_D^{\rm gen} \subseteq \operatorname{GenCl}_{D,T} (S_0\mid\mathfrak E^{\rm gen}). }

不要求先證明某個 ordinary state:

AbsoluteNothingness\mathrm{AbsoluteNothingness}

曾經存在。

本核心同時保留 typed negative-state discipline:zero、empty、undefined、absent、inaccessible、nondenoting、unknown 不得互換。


20. Local-to-Absolute Gate

UGC/CUR 直接採用:

GLA.\boxed{ \mathcal G_{\rm LA}. }

對 local claim PΘ,DP_{\Theta,D} 與 absolute candidate PabsP_{\rm abs},只允許:

PΘ,DGLAPabs\boxed{ P_{\Theta,D} \xRightarrow{\mathcal G_{\rm LA}} P_{\rm abs} }

若至少具備:

CompCert(Θ,D,P)=1\boxed{ \mathsf{CompCert}(\Theta,D,P)=1 }

以及足以覆蓋缺失作用域的 bridge witness。

典型禁止:

ReachΘ,Rm(A,x,t)=0⇏AbsoluteUnreachability(A,x),\boxed{ \mathsf{Reach}^{m}_{\Theta,R}(A,x,t)=0 \not\Rightarrow \mathsf{AbsoluteUnreachability}(A,x), } GenSufficientD,T=1⇏AbsoluteFirstCause,\boxed{ \mathsf{GenSufficient}_{D,T}=1 \not\Rightarrow \mathsf{AbsoluteFirstCause}, } MC4⇏transcendence of all possible meta-law.\boxed{ \mathsf{MC}_4 \not\Rightarrow \text{transcendence of all possible meta-law}. }

21. Formal Core Axioms / Protocol Invariants

以下皆為 UGC/CUR formal protocol axioms,不宣稱為宇宙先驗真理。

FC-A1 — Type Before Claim

任何 claim 在判真前先確定 domain、context、relation、mode 與 horizon。

FC-A2 — Witness Before Positive Upgrade

J=1Wit+.\boxed{ J=1 \Rightarrow \exists\mathsf{Wit}^{+}. }

FC-A3 — Negative Claim Requires Scoped Obstruction

J=0Witscoped.\boxed{ J=0 \Rightarrow \exists\mathsf{Wit}^{-}_{\rm scoped}. }

FC-A4 — State / History / Law / Ledger Separation

WtHtLawtLedgert.\boxed{ \mathfrak W_t \neq \mathfrak H_{\le t} \neq \mathsf{Law}_t \neq \mathsf{Ledger}_t. }

FC-A5 — No Unaccounted Generative Resource

任何必要生成資源必須出現在 responsibility accounting 或 debt 中。

FC-A6 — Boundary Is Active Structure

邊界不自動等於斷裂,也不自動等於可通過。

FC-A7 — Open Is Not Unbounded

openunbounded.\boxed{ \mathsf{open} \neq \mathsf{unbounded}. }

FC-A8 — Connectivity / Reachability / Realizability Separation

ConnectivityReachabilityRealizability.\boxed{ \mathsf{Connectivity} \neq \mathsf{Reachability} \neq \mathsf{Realizability}. }

FC-A9 — Observation / Transformation Separation

observetransform.\boxed{ \mathsf{observe} \neq \mathsf{transform}. }

FC-A10 — Capability Modes Are Not Globally Totally Ordered

任何 mode implication 都需要 domain-specific bridge。

FC-A11 — Meta-Causality Is Layer-Relative

MCk⇏absolute law transcendence.\boxed{ \mathsf{MC}_k \not\Rightarrow \text{absolute law transcendence}. }

FC-A12 — Ledger Accounting Is Not Information Conservation

provenance accounting 不等於某個全域 scalar information invariant。

FC-A13 — No Local-to-Absolute Promotion Without Gate

任何 absolute upgrade 必須通過 GLA\mathcal G_{\rm LA}

FC-A14 — First Cause and Class-Ultimate Are Distinct

FirstCauseCandidateClassUltimateCandidate.\boxed{ \mathsf{FirstCauseCandidate} \neq \mathsf{ClassUltimateCandidate}. }

FC-A15 — Accounting Is Not Ontological Completion

responsibility closure、ledger completeness 或 model completeness 都不自動等於 metaphysical completion。


22. Derived Propositions

Proposition P1 — Horizon Monotonicity Under Fixed Transition Semantics

T1T2T_1\le T_2,且 Init\mathsf{Init}GenStep\mathsf{GenStep} 、admissibility 與 environment semantics 在兩個 horizon 間不變,且合法 trace 具有 prefix-extension closure,則:

GenClD,T1(SEgen)GenClD,T2(SEgen).\boxed{ \operatorname{GenCl}_{D,T_1} (S\mid\mathfrak E^{\rm gen}) \subseteq \operatorname{GenCl}_{D,T_2} (S\mid\mathfrak E^{\rm gen}). }

此命題不適用於 horizon 改變同時改變規則、權限或 admissibility 的情況。

Proposition P2 — Fixed-Law Closure Is a Special Case

若:

Lawt=Law0tT,\mathsf{Law}_t=\mathsf{Law}_0 \qquad \forall t\le T,

則 law-coevolving generative model 退化為 fixed-law model。

Proposition P3 — Source-Alone Inference Is Invalid Under Essential Environment Dependence

若存在 outcome yy,且 yy 的所有 positive generation witnesses 都使用非平凡環境資源 rEgenr\in\mathfrak E^{\rm gen},則只由 SS 不足以證明同一生成 claim。

因此:

EssentialEnvDep(y)¬SourceAloneProof(Sy).\boxed{ \mathsf{EssentialEnvDep}(y) \Rightarrow \neg\mathsf{SourceAloneProof}(S\Rightarrow y). }

Proposition P4 — Observation-Ultimate Does Not Imply Transformation-Complete

若:

M={observe},\mathcal M^{\star}=\{\mathsf{observe}\},

則 class-ultimate coverage 只證明 observation-relative coverage,不提供:

ΩD×TTransClD,T(AΘ).\Omega_D\times\mathcal T^{\star} \subseteq \operatorname{TransCl}_{D,T}(A\mid\Theta).

Proposition P5 — Local Ledger Projection Is Generally Non-Invertible

若 observer projection Πo,Θ\Pi_{o,\Theta} 非單射,則存在不同 global ledger states 對應相同 local view;因此:

Πo,Θ1\boxed{ \Pi_{o,\Theta}^{-1} }

一般不保證唯一存在。

Proposition P6 — Responsibility Closure Does Not Eliminate Grounding Regress by Definition

即使 RespClosed=1\mathsf{RespClosed}=1,只要最外層資源被標記為 declared exogenous 或 OPEN\mathsf{OPEN},仍不能推出 ontological regress 已終止。


23. Proof Obligation Matrix

ID Obligation Minimal Requirement Current Status
PO-01 Target domain well-typed ΩD\Omega_D + scope declaration DEF\mathsf{DEF}
PO-02 Judgement context explicit Θ\Theta DEF\mathsf{DEF}
PO-03 Positive generation claim trace + provenance DEF\mathsf{DEF}
PO-04 Negative generation claim scoped obstruction / completeness OPEN\mathsf{OPEN} generally
PO-05 Generative sufficiency coverage proof over ΩDgen\Omega_D^{\rm gen} MODEL\mathsf{MODEL} / OPEN\mathsf{OPEN}
PO-06 Responsibility accounting GR\mathsf{GR} for essential resources DEF\mathsf{DEF}
PO-07 Ultimate grounding no hidden higher source + bridge OPEN\mathsf{OPEN}
PO-08 Unboundedness quantity / preorder + certificate schema OPEN\mathsf{OPEN} by dimension
PO-09 Positive reachability typed path witness DEF\mathsf{DEF}
PO-10 Negative reachability scoped negative witness OPEN\mathsf{OPEN} generally
PO-11 Capability-mode implication domain-specific bridge theorem OPEN\mathsf{OPEN}
PO-12 Transformation realization contract + state delta + verify witness DEF\mathsf{DEF}
PO-13 Meta-causal level witness of rewritten layer DEF\mathsf{DEF}
PO-14 MC4 grounding meta-law / reflexive closure grounding OPEN\mathsf{OPEN}
PO-15 Class-ultimate coverage complete target-mode coverage + witnesses OPEN\mathsf{OPEN} generally
PO-16 Global ledger existence coherent global or gluable ledger construction OPEN\mathsf{OPEN} outside declared models
PO-17 Global information invariant explicit invariant + proof OPEN\mathsf{OPEN}
PO-18 Local-to-absolute promotion CompCert\mathsf{CompCert} + bridge witness OPEN\mathsf{OPEN} generally
PO-19 Absolute first cause FCS + ontological priority bridge OPEN\mathsf{OPEN}
PO-20 Absolute nothingness separate ontology / semantics outside core requirement

24. FCS Evaluation Matrix

對 first-cause candidate S0S_0,正式報告不得只輸出 true / false,而應至少輸出:

Field Meaning
typed_scope source、domain、horizon、environment 是否明確
generative_coverage ΩDgen\Omega_D^{\rm gen} 是否被覆蓋
responsibility_status essential resources 是否 accounted
hidden_source_status 是否發現未宣告 higher source
carrier_grounding carrier 的來源與角色
law_grounding law / rule regime 的來源與狀態
external_dependency oracle / randomness / external feed
unboundedness_profile 各 typed dimension 狀態
completeness_status 是否有 CompCert\mathsf{CompCert}
ontological_priority 是否存在獨立 bridge
fcs_level FCS0\mathsf{FCS}_0 -- FCS4\mathsf{FCS}_4
open_debts 未閉合 proof obligations

25. Canonical Runtime Records

25.1 Generative Closure Claim

GenerativeClosureClaim:
  source: null
  target_domain: null
  horizon: null
  judgement_context: null
  generative_environment: null
  closure_kind: fixed_law | law_coevolving | reflexive
  coverage_status: unknown
  positive_witnesses: []
  negative_witnesses: []
  responsibility_records: []
  unboundedness_profile: {}
  open_debts: []
  claim_status: OPEN

25.2 Reachability Claim

ReachabilityClaim:
  agent: null
  target: null
  mode: null
  relation_type: null
  boundary_state: null
  judgement_context: null
  horizon: null
  status: "?"
  positive_witness: null
  negative_witness: null
  completeness_certificate: null

25.3 Transformation Claim

TransformationClaim:
  agent: null
  target: null
  transformation: null
  contract: null
  judgement_context: null
  horizon: null
  realizability_profile: null
  status: "?"
  witness: null
  verification: null

25.4 First-Cause Sufficiency Claim

FirstCauseSufficiencyClaim:
  source: null
  target_domain: null
  horizon: null
  generative_environment: null
  generative_sufficiency: unknown
  responsibility_closure: unknown
  hidden_source_status: unknown
  carrier_grounding: OPEN
  law_grounding: OPEN
  external_dependency_status: unknown
  unboundedness_profile: {}
  completeness_certificate: null
  ontological_priority_bridge: null
  fcs_level: FCS0
  open_debts: []

26. Canonical Compact Kernel

本文件完成後,UGC/CUR formal core 固定為:

KernelUGC/CUR=ΩD,T,Θ,Wt,Ht,Lawt,Bt,Rt,Etgen,GenCl,GR,U,Reach,TransCl,MCLevel,Ledger,FCS,Wit,CompCert,GLA.\boxed{ \mathsf{Kernel}^{\rm UGC/CUR} = \left\langle \Omega_D, T, \Theta, \mathfrak W_t, \mathfrak H_{\le t}, \mathsf{Law}_t, \mathfrak B_t, \mathfrak R_t, \mathfrak E_t^{\rm gen}, \operatorname{GenCl}, \mathsf{GR}, \mathbf U, \mathsf{Reach}, \operatorname{TransCl}, \mathsf{MCLevel}, \mathsf{Ledger}, \mathsf{FCS}, \mathsf{Wit}, \mathsf{CompCert}, \mathcal G_{\rm LA} \right\rangle. }

其四個主要問題為:

QG:What can this declared source-plus-environment generate?QR:What can this agent reach, under which capability mode and relation?QT:Which transformations can this agent actually realize?QA:Where are the necessary resources, state changes and unresolved debts accounted for?\boxed{ \begin{aligned} Q_G &: \text{What can this declared source-plus-environment generate?}\\ Q_R &: \text{What can this agent reach, under which capability mode and relation?}\\ Q_T &: \text{Which transformations can this agent actually realize?}\\ Q_A &: \text{Where are the necessary resources, state changes and unresolved debts accounted for?} \end{aligned} }

第一因問題是 QG+QAQ_G+Q_A 再加 ontological-priority bridge;類終極問題是 QR+QTQ_R+Q_T 再加 meta-causal level 與 coverage condition。


27. Canonical Non-Equivalences

後續文件至少保留:

ObservationExistence,RepresentationOntology,BoundaryDisconnection,DifferenceDisconnection,ConnectivityReachability,ReachabilityRealizability,WtHt,WorldStateObserverView,LawChangeObserverModelChange,OpenUnbounded,GenSufficientOntologicallyFirst,ClassUltimateFirstCause,RespClosedUltimateGrounding,MC4AbsoluteLawTranscendence.\boxed{ \begin{aligned} \mathsf{Observation} &\neq \mathsf{Existence},\\ \mathsf{Representation} &\neq \mathsf{Ontology},\\ \mathsf{Boundary} &\neq \mathsf{Disconnection},\\ \mathsf{Difference} &\neq \mathsf{Disconnection},\\ \mathsf{Connectivity} &\neq \mathsf{Reachability},\\ \mathsf{Reachability} &\neq \mathsf{Realizability},\\ \mathfrak W_t &\neq \mathfrak H_{\le t},\\ \mathsf{WorldState} &\neq \mathsf{ObserverView},\\ \mathsf{LawChange} &\neq \mathsf{ObserverModelChange},\\ \mathsf{Open} &\neq \mathsf{Unbounded},\\ \mathsf{GenSufficient} &\neq \mathsf{OntologicallyFirst},\\ \mathsf{ClassUltimate} &\neq \mathsf{FirstCause},\\ \mathsf{RespClosed} &\neq \mathsf{UltimateGrounding},\\ \mathsf{MC}_4 &\neq \mathsf{AbsoluteLawTranscendence}. \end{aligned} }

28. Preserved Open Problems

以下問題不得由 Formal Core v0.1 假裝解決:

  1. 是否存在 metaphysically complete ΩD\Omega_D
  2. foundational law 是否固定、演化、湧現或具有其他形式;
  3. reflexive generative closure 是否存在非循環、非空洞 grounding;
  4. 是否存在 universal carrier;
  5. 是否存在跨 relevant domains 的 completeness certificate;
  6. 是否存在可辯護的 global information invariant;
  7. class-ultimate coverage 是否能在 open world 中完成證明;
  8. meta-causal rewrite 是否存在 finite ceiling;
  9. 不可計算或不可觀測生成資源如何進行完整 responsibility closure;
  10. absolute first cause 是否是可判定、可驗證、甚至在某 explanation operator 的定義域內;
  11. open-dimensionality 在何種條件下升格為 mathematical unboundedness;
  12. local ledgers 是否能唯一黏合成 global ledger;
  13. capability modes 之間是否存在 domain-independent partial order;
  14. transformation closure 在 law-coevolving world 中應採何種 equivalence relation;
  15. FCS4\mathsf{FCS}_4 以上是否存在合理、非循環的更高分級。

29. Migration from Canonical Reconciliation

本文件不推翻 Reconciliation v0.1,而是增加可推演定義。

Reconciliation object Formal Core object Decision
GenClD,T(SEgen)\operatorname{GenCl}_{D,T}(S\mid\mathfrak E^{\rm gen}) trace-based GenCl\operatorname{GenCl} formalized
Generative Responsibility GR(y)\mathsf{GR}(y) + RespGraph(y)\mathsf{RespGraph}(y) formalized
typed reachability ReachΘ,Rm\mathsf{Reach}^{m}_{\Theta,R} + witness semantics formalized
reach profile RA\mathbf R_A preserved
meta-causal levels MCLevelD,T,Θ(AL)\mathsf{MCLevel}_{D,T,\Theta}(A\mid L) formalized
class-ultimate candidate typed coverage + optional transformation completeness strengthened
Global Ledger ledger + responsibility accounting + debt strengthened
FirstCauseCandidate FCS\mathsf{FCS} evaluation operationalized
open / unbounded U\mathbf U + generic unboundedness certificate strengthened
local-to-absolute gate GLA\mathcal G_{\rm LA} + CompCert\mathsf{CompCert} preserved

30. Paper Release Sequence

完成 Formal Core 後,後續正式系列採:

000102030405.\boxed{ 00 \rightarrow 01 \rightarrow 02 \rightarrow 03 \rightarrow 04 \rightarrow 05. }

其中:

  • Paper 00 — Formal Core Specification:本文件;
  • Paper 01 — Unbounded Ontological Extension:無界/開放展開、有限邊界與 OBRC 負狀態限制;
  • Paper 02 — Generative Closure and First-Cause Sufficiency:生成閉包、生成責任、first-cause candidate 與 FCS;
  • Paper 03 — Global Ledger and Generative Accounting:state / history / provenance / information / responsibility accounting;
  • Paper 04 — Typed Class-Ultimate Reachability:typed reach、cross-layer channel、coverage;
  • Paper 05 — Transformation Closure and Meta-Causal Agency:transformation closure、rule rewrite、law rewrite 與 relative meta-causality。

任何 Paper 01--05 若要偏離本文件 primitive,必須先新增 ADR / canonical amendment,而不是在正文內靜默改義。


31. Final Formal-Core Statement

UGC/CUR v0.1 formal core 最終固定:

一個來源的能力不能只由裸 source 表示,而必須相對生成環境、作用域與責任鏈;一個作用者的能力不能只由裸 reach set 表示,而必須區分 capability mode 與 transformation class;一個 meta-causal claim 只能相對被改寫的層級成立,不能偷渡成絕對超越所有 law;一個 first-cause claim 必須先通過生成充分性與責任閉包,再另行處理 ontological priority;任何 local claim 若要升格 absolute claim,必須通過 local-to-absolute gate。\boxed{ \begin{aligned} &\text{一個來源的能力不能只由裸 source 表示,而必須相對生成環境、作用域與責任鏈;}\\ &\text{一個作用者的能力不能只由裸 reach set 表示,而必須區分 capability mode 與 transformation class;}\\ &\text{一個 meta-causal claim 只能相對被改寫的層級成立,不能偷渡成絕對超越所有 law;}\\ &\text{一個 first-cause claim 必須先通過生成充分性與責任閉包,再另行處理 ontological priority;}\\ &\text{任何 local claim 若要升格 absolute claim,必須通過 local-to-absolute gate。} \end{aligned} }

因此,本系列的形式問題不再是:

「某來源是不是無限?」或「某存在是不是全能?」

而是:

在明示 world、law、carrier、boundary、history、observer、resource 與 evidence 條件下,什麼可以被生成,什麼可以被抵達,什麼可以被改寫,這些能力需要哪些資源,以及哪些 claim 仍然沒有資格被提升為 absolute。\boxed{ \begin{aligned} &\text{在明示 world、law、carrier、boundary、history、observer、resource 與 evidence 條件下,}\\ &\text{什麼可以被生成,什麼可以被抵達,什麼可以被改寫,}\\ &\text{這些能力需要哪些資源,以及哪些 claim 仍然沒有資格被提升為 absolute。} \end{aligned} }

END OF CANONICAL FORMAL CORE v0.1